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Washington, D.C. 20549





Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934


Date of Report (Date of earliest event reported): September 11, 2023



(Exact name of registrant as specified in its charter)


Cayman Islands   001-39630   98-1711963
(State or other jurisdiction
of incorporation)
  (Commission File Number)    (IRS Employer
Identification No.)


Dorfstrasse 29
Zug, Switzerland
(Address of principal executive offices)   (Zip Code)


41 415108022

(Registrant’s telephone number, including area code)



(Former name or former address, if changed since last report)


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:


Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)


Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)


Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))


Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))


Securities registered pursuant to Section 12(b) of the Securities Exchange Act of 1934:


Title of each class   Trading Symbol(s)   Name of each exchange on
which registered
Class A ordinary share, par value $0.0001 per share   MLTX   The Nasdaq Capital Market


Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).


Emerging growth company


If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.







Item 7.01 Regulation FD Disclosure.


On September 11, 2023, MoonLake Immunotherapeutics (the “Company”) will be posting to its website an investor presentation to be used in the Company’s September 11, 2023 Capital Markets Day event, including information regarding the Company’s financial position, near-term catalysts and publication roadmap. A copy of the presentation is included with this Form 8-K for convenience and attached hereto as Exhibit 99.1. The investor presentation and replays of the webcast will be available on the Company’s website at https://ir.moonlaketx.com.


The information in this current report on Form 8-K and the exhibit attached hereto shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”) or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, regardless of any general incorporation language in such filing, unless specifically so incorporated.


Item 9.01 Financial Statements and Exhibits.


(d) Exhibits


Exhibit No.   Description
99.1   MoonLake Immunotherapeutics Capital Markets Day Presentation dated September 11, 2023
104   Cover Page Interactive Data File-the cover page XBRL tags are embedded within the Inline XBRL document







Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


  MoonLake Immunotherapeutics
Date: September 11, 2023 By: /s/ Matthias Bodenstedt 
  Name:  Matthias Bodenstedt
  Title: Chief Financial Officer








Exhibit 99.1